Skip to main content
Log in

Asthma and Mindfulness: an Increase in Mindfulness as the Mechanism of Action Behind Breathing Retraining Techniques?

  • REVIEW
  • Published:
Mindfulness Aims and scope Submit manuscript

Abstract

Adjunctive therapies for asthma are desirable, as medications often do not fully recover quality of life. Both mindfulness and breathing retraining techniques have both been explored as potential adjuncts and show similar patterns of outcomes. Breathing retraining techniques for asthma have been hypothesised to work by reversing abnormally lowered CO2 levels, reducing the affinity of haemoglobin for oxygen resulting in more oxygen available to the tissues, reducing hyperventilation and hyperinflation, and reducing lung inflammation. However, there is little evidence that lowered CO2 levels are the cause of asthma, no evidence that altering CO2 levels improves asthma, and little evidence that breathing retraining improves lung function. Despite that, quality of life and subjective symptom improvements are frequently found in research examining breathing retraining techniques. The current review provides an alternative explanation for the positive outcomes without changes in lung function, suggesting that these improvements are the result of unintended but beneficial increases in mindfulness. Research examining mindfulness as an intervention for asthma has shown an identical pattern of results to breathing retraining techniques, with improved quality of life and subjective symptoms, but no change in lung function. Additionally, breathing retraining techniques require increased attention to and acceptance of sensations associated with breathing, skills which are core components of mindfulness. These results suggest that the quality of life and subjective symptom improvements from breathing retraining are the result of unintended but beneficial increases in mindfulness, leading to reductions in the secondary stress response to asthma, rather than altered CO2 levels.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Abbreviations

FEV1:

Forced expiratory volume

FeNO:

Fractional exhaled nitric oxide

CO2 :

Carbon dioxide

References

  • Abramson, M., Borg, B., Doran, C., Giorlando, F., Hartley, F., & Jack, S. (2004). A randomised controlled trial of the Buteyko method for asthma. International Journal of Immunorehabilitation, 6, 244.

    Google Scholar 

  • Al-Demailmy, W., Hay, S., Gain, K., Jones, D., & Crane, J. (2001). The effects of carbon dioxide on exercise-induced asthma: an unlikely explanation for the effects of Buteyko breathing training. The Medical Journal of Australia, 174(2), 72–74.

    Google Scholar 

  • Baer, R. A. (2003). Mindfulness training as a clinical intervention: a conceptual and empirical review. Clinical Psychology: Science and Practice, 10(2), 125–143. doi:10.1093/clipsy/bpg015.

    Google Scholar 

  • Beasley, R., Crane, J., Lai, C., & Pearce, N. (2000). Prevalence and etiology of asthma. Journal of Allergy and Clinical Immunology, 105(2), S466–472.

    Article  PubMed  Google Scholar 

  • Benedetti, F. (2007). Mechanisms of placebo and placebo-related effects across diseases and treatments. Annual Review of Pharmacology and Toxicology, 48, 33–60.

    Article  Google Scholar 

  • Bouhuys, A. (1977). The physiology of breathing: a textbook for medical students. New York: Grune & Stratton.

    Google Scholar 

  • Bowler, S., Green, A., & Mitchell, C. (1998). Buteyko breathing techniques in asthma: a blinded randomised controlled trial. Medical Journal of Australia, 169, 575–578.

    PubMed  Google Scholar 

  • Bruton, A., & Clark, R. (2004). A pilot study measuring mixed venous carbon dioxide levels in students with and without a diagnosis of asthma. Physiotherapy, 90(3), 120–124. doi:10.1016/j.physio.2004.05.003.

    Article  Google Scholar 

  • Bruton, A., & Holgate, S. T. (2005). Hypocapnia and asthma—a mechanism for breathing retraining? Chest, 127, 1808–1811.

    Article  PubMed  Google Scholar 

  • Bruton, A., & Lewith, G. T. (2005). The Buteyko breathing technique for asthma: a review. Complementary Therapies in Medicine, 13(1), 41–46. doi:10.1016/j.ctim.2005.01.003.

    Article  PubMed  Google Scholar 

  • Calpin, C., Macarthur, C., Stephens, D., Feldman, W., & Parkin, P. (1997). Effectiveness of prophylactic inhaled steroids in childhood asthma: a systematic review of the literature. Journal of Allergy and Clinical Immunology, 100(4), 452–457.

    Article  PubMed  Google Scholar 

  • Carmody, J. (2015). Reconceptualizing mindfulness: the psychological principles of attending in mindfulness practice and their role in well-being. In K. Brown & J. Cresswell (Eds.), Handbook of mindfulness: theory, research, and practice (pp. 62–79). New York: Guilford Press.

    Google Scholar 

  • Cooper, S., Oborne, J., Newton, S., Harrison, V., Thompson, C., Lewis, S., & Tattersfield, A. (2003). Effect of two breathing exercises (Buteyko and pranayama) in asthma: a randomised controlled trial. Thorax, 58, 674–679.

    Article  PubMed  PubMed Central  Google Scholar 

  • Cowie, R. L., Conley, D. P., Underwood, M. F., & Reader, P. G. (2008). A randomised controlled trial of the Buteyko technique as an adjunct to conventional management of asthma. Respiratory Medicine, 102(5), 726–732. doi:10.1016/j.rmed.2007.12.012.

    Article  PubMed  Google Scholar 

  • Delgado, L. C., Guerra, P., Perakakis, P., Vera, M. N., Reyes del Paso, G., & Vila, J. (2010). Treating chronic worry: psychological and physiological effects of a training programme based on mindfulness. Behaviour Research and Therapy, 48(9), 873–882. doi:10.1016/j.brat.2010.05.012.

    Article  PubMed  Google Scholar 

  • Deshmukh, V., Toelle, B., Usherwood, T., O’Grady, B., & Jenkins, C. (2007). Anxiety, panic and adult asthma: a cognitive-behavioral perspective. Respiratory Medicine, 101, 194–202.

    Article  PubMed  Google Scholar 

  • Freitas, D., Holloway, E., Bruno, S., Chaves, G., Fregonezi, G., & Medonca, K. (2013). Breathing exercises for adults with asthma (review). Cochrane Database Systematic Reviews, 10, CD001277.

    Google Scholar 

  • Gardner, W. (1996). The pathophysiology of hyperventilation disorders. Chest, 109, 516–534.

    Article  PubMed  Google Scholar 

  • Grossman, P., Niemann, L., Schmidt, S., & Walach, H. (2004). Mindfulness-based stress reduction and health benefits. Journal of Psychosomatic Research, 57(1), 35–43. doi:10.1016/s0022-3999(03)00573-7.

    Article  PubMed  Google Scholar 

  • Holloway, E. A., & West, R. J. (2007). Integrated breathing and relaxation training (the Papworth method) for adults with asthma in primary care: a randomised controlled trial. Thorax, 62(12), 1039–1042. doi:10.1136/thx.2006.076430.

    Article  PubMed  PubMed Central  Google Scholar 

  • Ivanovski, B., & Malhi, G. S. (2007). The psychological and neurophysiological concomitants of mindfulness forms of meditation. Acta Neuropsychiatrica, 19(2), 76–91. doi:10.1111/j.1601-5215.2007.00175.x.

    Article  PubMed  Google Scholar 

  • Jain, S., Shapiro, S., Swanick, S., Roesch, S., Mills, P., Bell, I., & Schwartz, G. (2007). A randomized controlled trial of mindfulness meditation versus relaxation training: effects on distress, positive states of mind, rumination, and distraction. Annals of Behavioral Medicine, 33(1), 11–21.

    Article  PubMed  Google Scholar 

  • Kairaitis, K., Galrick, S., Wheatley, J., & Amis, T. (1999). Route of breathing in patients with asthma. Chest, 116, 1646–1652.

    Article  PubMed  Google Scholar 

  • Kullowatz, A., Rosenfield, D., Dahme, B., Magnussen, H., Kanniess, F., & Ritz, T. (2008). Stress effects on lung function in asthma are mediated by changes in airway inflammation. Psychosomatic Medicine, 70(4), 468–475. doi:10.1097/PSY.0b013e31816f9c2f.

    Article  PubMed  Google Scholar 

  • Lehrer, P., Karavidas, M., Lu, S., Feldman, J., Kranitz, L., Abraham, S., & Reynolds, R. (2007). Psychological treatment of comorbid asthma and panic disorder: a pilot study. Journal of Anxiety Disorders, 22, 671–683.

    Article  PubMed  PubMed Central  Google Scholar 

  • Lemanske, R., & Kaliner, M. (1990). Autonomic nervous system abnormalities and asthma. The American Review of Respiratory Disease, 141, 157–161.

    Article  Google Scholar 

  • Lemmens, K., Nieboer, A., & Huijsman, R. (2009). A systematic review of integrated use of disease-management interventions in asthma and COPD. Respiratory Medicine, 103(5), 670–691.

    Article  PubMed  Google Scholar 

  • Leynaert, B., Neukirch, C., Liard, R., Bousquet, J., & Neukirch, F. (2000). Quality of life in allergic rhinitis and asthma: a population-based study of young adults. American Journal of Respiratory and Critical Care Medicine, 162(4), 1391–1396.

    Article  PubMed  Google Scholar 

  • Liu, L., Coe, C., Swenson, C., Kelly, E., Kita, H., & Busse, W. (2002). School examinations enhance airway inflammation to antigen challenge. American Journal of Respiratory and Critical Care Medicine, 165, 1062–1067.

    Article  PubMed  Google Scholar 

  • Malpass, A., Kessler, D., Sharp, D., & Shaw, A. (2015). MBCT for patients with respiratory conditions who experience anxiety and depression: a qualitative study. Mindfulness, 6(5), 1181–1191. doi:10.1007/s12671-014-0370-7.

    Article  Google Scholar 

  • McGowan, J. (2003). Health education: does the Buteyko institute method make a difference? Thorax, 58, iii28 (abstract S92).

  • McHugh, P., Aitcheson, F., Duncan, B., & Houghton, F. (2003). Buteyko breathing technique for asthma: an effective intervention. The New Zealand Medical Journal, 116, U710.

    PubMed  Google Scholar 

  • Nagarathna, R., & Nagendra, H. (1985). Yoga for bronchial asthma: a controlled study. BMJ, 291, 1077–1079.

    Article  PubMed  PubMed Central  Google Scholar 

  • Opat, A., Cohen, M., Bailey, M., & Abramson, M. (2000). A clinical trial of the Buteyko breathing technique in asthma as taught by video. Journal of Asthma, 37(7), 557–564.

    Article  PubMed  Google Scholar 

  • Pbert, L., Madison, J. M., Druker, S., Olendzki, N., Magner, R., Reed, G., & Carmody, J. (2012). Effect of mindfulness training on asthma quality of life and lung function: a randomised controlled trial. Thorax, 67(9), 769–776. doi:10.1136/thoraxjnl-2011-200253.

    Article  PubMed  PubMed Central  Google Scholar 

  • Prem, V., Sahoo, R. C., & Adhikari, P. (2013). Comparison of the effects of Buteyko and pranayama breathing techniques on quality of life in patients with asthma—a randomized controlled trial. Clinical Rehabilitation, 27(2), 133–141. doi:10.1177/0269215512450521.

    Article  PubMed  Google Scholar 

  • Ram, F. S. F., Holloway, E. A., & Jones, P. W. (2003). Breathing retraining for asthma. Respiratory Medicine, 97(5), 501–507. doi:10.1053/rmed.2002.1472.

    Article  PubMed  Google Scholar 

  • Ritz, T., & Kullowatz, A. (2005). Effects of emotion and stress on lung function in health and asthma. Current Respiratory Medical Reviews, 1, 209–218.

    Article  Google Scholar 

  • Ritz, T., Meuret, A., Trueba, A., Fritzsche, A., & von Leupoldt, A. (2013). Psychosocial factors and behavioural medicine interventions in asthma. Journal of Consulting and Clinical Psychology, 81(2), 231–250.

    Article  PubMed  Google Scholar 

  • Ritz, T., Rosenfield, D., Steele, A., Millard, M., & Meuret, A. (2014). Controlling asthma by training of capnometry-assisted hypoventilation (CATCH) vs slow breathing: a randomized controlled trial. Chest, 146(5), 1237–1247.

    Article  PubMed  PubMed Central  Google Scholar 

  • Ross, C., Davis, T., & MacDonald, G. (2005). Cognitive-behavioral treatment combined with asthma education for adults with asthma and coexisting panic disorder. Clinical Nursing Research, 14(2), 131–157.

    Article  PubMed  Google Scholar 

  • Singh, V., Wisniewski, A., Britton, J., & Tattersfield, A. (1990). Effect of yoga breathing exercises (pranayama) on airway reactivity in subjects with asthma. Lancet, 335, 1381–1383.

    Article  PubMed  Google Scholar 

  • Sullivan, S., Elixhouser, A., Buist, A., Luce, B., Eisenberg, J., & Weiss, K. (1996). National asthma education and prevention program working group report on the cost effectiveness of asthma care. American Journal of Respiratory and Critical Care Medicine, 154, 584–595.

    Article  Google Scholar 

  • Thomas, M., McKinley, R., Freeman, E., Foy, C., Prodger, P., & Price, D. (2003). Breathing retraining for dysfunctional breathing in asthma: a randomised control trial. Thorax, 58, 110–115.

    Article  PubMed  PubMed Central  Google Scholar 

  • Thomas, M., McKinley, R., Mellor, S., Watkin, G., Holloway, E., Scullion, J., & Pavord, I. (2009). Breathing exercises for asthma: a randomised controlled trial. Thorax, 64, 55–61.

    Article  PubMed  Google Scholar 

  • Vedanthan, P., Kesavalu, L., Murthy, C., Duvall, K., Hall, M., Baker, S., & Nagarathna, S. (1998). Clinical study of yoga techniques in university students with asthma: a controlled study. Allergy & Asthma Proceedings, 19, 3–9.

    Article  Google Scholar 

  • Vlemincx, E., Vigo, D., Vansteenwegen, D., Van den Bergh, O., & Van Diest, I. (2013). Do not worry, be mindful: effects of induced worry and mindfulness on respiratory variability in a nonanxious population. International Journal of Psychophysiology, 87(2), 147–151. doi:10.1016/j.ijpsycho.2012.12.002.

    Article  PubMed  Google Scholar 

  • Vos, T., Flaxman, A., Naghavi, M., Lozano, R., Michaud, C., Ezzati, M., & AlMazroa, M. (2012). Years lived with disability (YLDs) for 1160 sequelae of 289 diseases and injuries 1990–2010: a systematic analysis for the Global Burden of Disease Study 2010. The Lancet, 380, 2163–2196.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Neil W. Bailey.

Ethics declarations

Conflicts of Interest and Source of Funding

PBF is supported by a Practitioner Fellowship grant from the National Health and Medical Research Council (NHMRC). PBF has received equipment for research from Medtronic Ltd, Magventure A/S, and Brainsway Ltd and funding for research from Cervel Neurotech. NWB, WM, and TKB have no conflicts or funding to declare.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Bailey, N.W., Bridgman, T.K., Marx, W. et al. Asthma and Mindfulness: an Increase in Mindfulness as the Mechanism of Action Behind Breathing Retraining Techniques?. Mindfulness 7, 1249–1255 (2016). https://doi.org/10.1007/s12671-016-0551-7

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12671-016-0551-7

Keywords

Navigation